Cover of: Business practices of FDIC-insured institutions selling nondeposit investment products | United States. Congress. House. Committee on Banking and Financial Services. Subcommittee on Capital Markets, Securities, and Government Sponsored Enterprises. Read Online
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Business practices of FDIC-insured institutions selling nondeposit investment products hearing before the Subcommittee on Capital Markets, Securities, and Government Sponsored Enterprises of the Committee on Banking and Financial Services, House of Representatives, One Hundred Fourth Congress, second session, June 26, 1996. by United States. Congress. House. Committee on Banking and Financial Services. Subcommittee on Capital Markets, Securities, and Government Sponsored Enterprises.

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Published by U.S. G.P.O., For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office in Washington .
Written in English

Subjects:

Places:

  • United States.

Subjects:

  • Banks and banking -- Securities processing -- United States,
  • Mutual funds -- United States,
  • Deposit insurance -- United States,
  • Insurance, Investment guaranty -- United States,
  • Consumer protection -- United States,
  • Disclosure of information -- United States,
  • Financial services industry -- United States

Book details:

Edition Notes

Other titlesBusiness practices of FDIC insured institutions selling nondeposit investment products
Classifications
LC ClassificationsKF27 .B515 1996a
The Physical Object
Paginationiv, 388 p. :
Number of Pages388
ID Numbers
Open LibraryOL732963M
ISBN 100160537290
LC Control Number97122797
OCLC/WorldCa36134161

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  Investment product is the umbrella term for all the types of investments individual and institutional investors can access in the market. There are many, many investment products on . This booklet generally applies to recommendations or sales of nondeposit investment products to retail customers that fall within the scope of the “Interagency Statement on Retail Sales of Nondeposit Investment Products” (Interagency Statement), which is included in appendix A of this booklet and OCC Bulletin File Size: 1MB.   Practice Management lending and investment products to individuals, businesses or both. While some financial institutions focus on providing services and accounts for the general public. The Federal Reserve, the Federal Deposit Insurance Corporation, the Office of the Comptroller of the Currency and the Office of Thrift Supervision (agencies) have responded to a request from the American Bankers Association (ABA) asking for clarification on the applicability of the February Interagency Statement on Retail Sales of Nondeposit Investment Products (SR , dated February.

Business practices of FDIC-insured institutions selling nondeposit investment products: hearing before the Subcommittee on Capital Markets, Securities, and Government Sponsored Enterprises of the Committee on Banking and Financial Services, House of Representatives, One Hundred Fourth Congress, second session, J Aggregate data for all FDIC-insured institutions for each quarter back to in downloadable Excel spreadsheet files. Branch Office Deposits Branch Office Deposits. Annual Summary of Deposits survey of branch office deposits as of June Data is available back to   Barr: While banks do sell non-deposit items, they are supposed to disclose that they are not insured. So, if they purchased mutual funds, annuities, etc., .   Sales of non-deposit investment products on the premises of a financial institution should be conducted in a physical location distinct from the area where insured deposits are taken.

  Make the Most of Your Free FDIC Insurance. Even people with more than $, deposited in U.S. banks may be fully covered if they are creative. Advisory services through Cambridge Investment Research Advisors, Inc., a Registered Investment Advisor. Cambridge markets securities and advisory services through Jordan Creek Financial Solutions. Non-deposit investment products are not NUCA or FDIC insured, not credit union or bank guaranteed, and may lose bank value. Quarterly financial data for all FDIC-Insured institutions. Select report items from any SDI Report. Select one or many FDIC Insured Institutions. Select time periods to present. Institutions & Locations - ID Institution Directory (ID). Subcommittee on Capital Markets, Securities, and Government Sponsored Enterprises: Business practices of FDIC-insured institutions selling nondeposit investment products: hearing before the Subcommittee on Capital Markets, Securities, and Government Sponsored Enterprises of the Committee on Banking and Financial Services, House of.